[{"data":1,"prerenderedAt":-1},["ShallowReactive",2],{"$fCpGSAeOxVUSy41-uC8_mbCG67yw9-P4djICEUTXx16w":3},{"answer":4,"createTime":5,"id":6,"options":7,"origin":12,"question":19,"related":20,"source":30,"type":67},[],"2025-05-27 13:25:38",191270947,[8,9,10,11],"需披露重大缺陷的具体情况","由董事会负责审议","注册会计师需出具鉴证报告","仅适用于A股上市公司",{"count":13,"courseId":14,"courseImg":15,"courseName":16,"workId":17,"workName":18},10,"9dc794e2ee08aa96c07429323fa3dd59","https:\u002F\u002Ftihai-oss-cloud.itihey.com\u002Fimg\u002F8e5d8304bc3ddde4fc673a0c8fbd2659.png","金融法律法规与职业道德","work_42654120","第五章作业:柱类的封装","关于上市公司内部控制评价报告,正确的有",[21,32,41,50,58,68,77,80,88,93],{"answer":22,"createTime":5,"id":23,"options":24,"question":29,"source":30,"type":31},[],191270935,[25,26,27,28],"提高经营效率","保证财务报告真实可靠","促进企业实现发展战略","以上全部","根据《企业内部控制基本规范》,内部控制的核心目标是","v1",0,{"answer":33,"createTime":5,"id":34,"options":35,"question":40,"source":30,"type":31},[],191270937,[36,37,38,39],"董事会","监事会","总经理","合规总监","市公司合规管理的首要责任人是",{"answer":42,"createTime":5,"id":43,"options":44,"question":49,"source":30,"type":31},[],191270939,[45,46,47,48],"合规总监不得兼任经营管理职务","合规部门需独立于其他部门","合规总监由监事会聘任","合规管理覆盖全体员工","关于证券公司合规管理,错误的是",{"answer":51,"createTime":5,"id":52,"options":53,"question":57,"source":30,"type":31},[],191270941,[54,36,55,56],"审计委员会","管理层","内部审计部门","上市公司内控缺陷整改的最终责任主体是",{"answer":59,"createTime":5,"id":60,"options":61,"question":66,"source":30,"type":67},[],191270943,[62,63,64,65],"组织制定合规管理制度","对公司内部管理制度进行合规审查","处理证监会调查事项","向董事会报告重大合规风险","根据《证券公司合规管理试行办法》,证券公司合规总监的职责包括",1,{"answer":69,"createTime":5,"id":70,"options":71,"question":76,"source":30,"type":67},[],191270945,[72,73,74,75],"控股股东代公司支付管理费用","公司与控股股东共用财务系统","独立董事在控股股东单位担任顾问","公司为控股股东提供担保未履行审议程序","下列哪些情形可能损害上市公司独立性?( )",{"answer":78,"createTime":5,"id":6,"options":79,"question":19,"source":30,"type":67},[],[8,9,10,11],{"answer":81,"createTime":5,"id":82,"options":83,"question":86,"source":30,"type":87},[],191270949,[84,85],"正确","错误","上市公司董事会审计委员会中独立董事应占多数,且至少有一名会计专业人士.( )",3,{"answer":89,"createTime":5,"id":90,"options":91,"question":92,"source":30,"type":87},[],191270951,[84,85],"证券公司合规总监的绩效考核应由首席风险官负责.( )",{"answer":94,"createTime":5,"id":95,"options":96,"question":97,"source":30,"type":87},[],191270953,[84,85],"企业内部控制评价报告应包括财务报告内部控制和非财务报告内部控制的缺陷.( )"]