题海让大学四年没有难题
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题目详情

单选题 Meera Doka, CFA, manages an equity fund for clients. One day, the fund experiences a large loss due to an event unforeseen by all market participants. Prior to the event, Doka failed to disclose the risk of this event occurring to her clients. One month later, Doka decides to outsource 5% of the fund's assets to an external manager. She does not inform her clients of this change because the external manager follows an investment process that is very similar to her fund's process. Are Doka's actions consistent with the Standard relating to communication with clients and prospective clients

A. Yes

B. No, because she failed to disclose the risk that resulted in the large loss

C. No, because she failed to inform her clients about outsourcing 5% of the fund's assets

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时间:2026-05-08 18:01:09

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