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单选题 Hui Chen, CFA, develops marketing materials for an investment fund he founded three years ago. The materials show the 3- year, 2- year, and 1- year returns for the fund. He includes a footnote that states in small print "Past performance does not guarantee future returns." He does not claim compliance with GIPS in the disclosures or footnotes. He also includes a separate sheet showing the most recent semi- annual and quarterly returns, which notes that they have been neither audited nor verified. Has Chen most likely violated any CFA Institute Standards of Professional Conduct
学科：职业道德与操守
时间：2026-03-30 14:42:44
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题目2单选题
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题目4单选题
Hui Chen, CFA, develops marketing materials for an investment fund he founded three years ago. The materials show the 3- year, 2- year, and 1- year returns for the fund. He includes a footnote that states in small print "Past performance does not guarantee future returns." He does not claim compliance with GIPS in the disclosures or footnotes. He also includes a separate sheet showing the most recent semi- annual and quarterly returns, which notes that they have been neither audited nor verified. Has Chen most likely violated any CFA Institute Standards of Professional ConductA. NoB. Yes, because he included un- audited and unverified resultsC. Yes, because he did not adhere to the Global Investment Performance standards
题目5单选题
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