题目详情
单选题 Charlie Mancini, CFA, is the Managing Director for Business Development at SV Financial (SVF), a large US- based mutual fund organization. Mancini has been under pressure recently to increase revenues. In order to secure business from a large hedge fund manager based in Asia, Mancini recently approved flexible terms for the fund's client agreement. To allow for time zone differences, the agreement permits the hedge fund to trade in all of SVF's mutual funds six hours after the close of US markets, which is prohibited by US regulators. Did Mancini violate any CFA Institute Standards of Professional Conduct
A. No
B. Yes, with regard to Fair Dealing
C. Yes, with regard to Fair Dealing and Material Nonpublic Information

学科:职业道德与操守
时间:2026-03-30 14:42:44
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